Case Commentary

Client consent didn't let an insurance broker hand the job to an unlicensed referrer

RIBO reprimanded an Ontario broker for allowing an unlicensed referral source to handle client work, including an application signing. The panel said the broker remained responsible even where the client agreed to the arrangement.

RIBO reprimanded an Ontario broker for allowing an unlicensed referral source to handle client work, including an application signing. The panel said the broker remained responsible even where the client agreed to the arrangement.

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