← University
Healthcare Liability: When a Patient Is Harmed
0 of 9

An incident report dated 14 months ago sits at the centre of a healthcare liability matter involving a residential care facility in southern Ontario that provides 24-hour support to adults with acquired brain injuries and complex behavioural needs. The facility, operated by a non-profit organization under provincial licensing requirements, housed 32 residents at the time of the incident in question. The resident at the centre of the matter was a 47-year-old man who had sustained a traumatic brain injury in a motor vehicle collision 8 years earlier and had been living at the facility for approximately 5 years under a care agreement that specified individualized support for mobility, medication management, and behavioural monitoring.

On the evening in question, the resident fell from his bed and struck his head on a nightstand, sustaining a subdural hematoma that required emergency neurosurgical intervention. He survived but experienced significant cognitive decline and now requires a higher level of care than he did before the fall. His family has retained legal counsel and commenced a civil action against the facility operator, naming the organization and 3 individual staff members as defendants. The statement of claim alleges that the fall was foreseeable given the resident's documented history of nocturnal agitation and prior near-falls, that care staff failed to implement bed rails or alternative protective measures despite clinical recommendations, and that the facility's staffing levels on the evening shift were insufficient to provide adequate supervision.

Internal records produced in the litigation reveal that a physiotherapist had recommended bed rails 7 months before the incident, but the recommendation was never implemented. The facility's risk assessment documentation shows that a falls prevention protocol existed on paper but that compliance audits had not been conducted for over 18 months. Staff scheduling records indicate that on the night of the fall, 2 personal support workers were responsible for 32 residents across 2 floors, a ratio that the plaintiff's experts characterize as inadequate for a population with complex needs.

The facility operator has tendered the claim to its institutional liability insurer. The 3 named staff members—a registered practical nurse, a personal support worker, and a unit supervisor—have each been advised to notify their respective professional liability insurers. The regulatory college governing the registered practical nurse has opened a parallel investigation into whether professional standards were met. The family has also filed a complaint with the provincial ministry responsible for licensing residential care facilities, triggering an inspection that identified 4 additional deficiencies in the facility's safety protocols unrelated to the fall itself. The matter is proceeding through the civil litigation process, with examinations for discovery scheduled and expert reports being prepared on both sides.

Standard of Care: How It Is Established and Assessed

The concept of standard of care stands as one of the most fundamental principles in Canadian healthcare liability law, yet it remains persistently misunderstood by many professionals working in controlled care environments. At its core, standard of care refers to the degree of care, skill, and treatment that a reasonably competent healthcare provider or care worker would provide under similar circumstances. This principle does not demand perfection. It does not require that every outcome be favorable or that every decision prove correct in hindsight. What it requires is that professionals act with the knowledge, skill, and judgment that would be expected of a reasonable practitioner in their position, considering the specific context in which care is being delivered. Understanding how this standard is established and assessed is essential for anyone working in healthcare settings across Canada, from acute care hospitals to provincial correctional facilities, from long-term care homes to youth detention centres.

The legal foundation for standard of care in Canada emerges from the common law tradition of negligence, which has developed over centuries through judicial decisions that have refined how we understand professional responsibility. In Quebec, the civil law framework operates somewhat differently, drawing its principles from the Civil Code of Quebec rather than common law precedent, though the practical expectations placed on healthcare providers remain remarkably similar. Under both legal traditions, a plaintiff alleging negligence must establish four elements: that the defendant owed them a duty of care, that the defendant breached the applicable standard of care, that the breach caused harm to the plaintiff, and that the harm resulted in compensable damages. The standard of care element is often where healthcare liability cases are won or lost, making it critical for professionals to understand not only what is expected of them but how courts and regulatory bodies determine whether those expectations have been met.

Professional regulatory frameworks across Canada provide significant guidance on what constitutes acceptable practice within various healthcare disciplines. Each province and territory maintains its own health professions legislation that establishes regulatory colleges with authority to set standards, investigate complaints, and discipline members who fail to meet professional expectations. In British Columbia, the Health Professions Act, as of the date of authorship, empowers regulatory colleges to establish standards of practice, codes of ethics, and practice guidelines that define competent care within each profession. Alberta operates under the Health Professions Act, which similarly grants regulatory colleges the authority to establish and enforce professional standards. Saskatchewan's regulatory framework operates through profession-specific legislation, while Ontario's Regulated Health Professions Act and the profession-specific acts that fall under its umbrella create a comprehensive system of professional regulation. Quebec's Professional Code governs regulated professions including healthcare providers, establishing the framework through which the Collège des médecins du Québec and other professional orders set and enforce standards. These regulatory standards do not merely suggest best practices; they establish the baseline expectations against which professional conduct will be measured when allegations of substandard care arise.

The intersection of professional regulatory standards with employment obligations creates a layered accountability structure that professionals in controlled care environments must navigate carefully. Healthcare workers employed in provincial correctional facilities, for instance, must meet the standards established by their professional regulatory college while simultaneously complying with institutional policies, provincial corrections legislation, and any applicable collective agreement provisions. The federal Corrections and Conditional Release Act governs healthcare delivery in federal penitentiaries, establishing obligations that interact with professional standards in ways that can create tension for healthcare providers who must balance security requirements with clinical best practices. Provincial corrections legislation, such as British Columbia's Correction Act, Alberta's Corrections Act, Saskatchewan's Correctional Services Act, and Ontario's Ministry of Correctional Services Act, each establish frameworks that influence how healthcare is delivered within provincial institutions, though the degree of specificity regarding healthcare standards varies considerably across jurisdictions. Workers must understand that meeting institutional policy requirements does not automatically mean they have met their professional standard of care, nor does complying with professional standards necessarily mean they have fulfilled all their employment obligations.

The standard of care is not a static concept frozen at the moment a professional receives their credentials. It evolves continuously as medical knowledge advances, as new technologies become available, as research reveals better approaches to care, and as professional consensus shifts regarding appropriate practice. A procedure considered acceptable in 2015 may be viewed as substandard by 2026 if the profession has moved toward demonstrably safer alternatives. This dynamic quality of standard of care imposes an ongoing obligation on healthcare professionals to maintain currency in their field, to participate in continuing education, and to remain aware of changes in practice guidelines and professional standards. Employers share responsibility for ensuring that staff have access to the training and resources necessary to maintain competent practice, and organizational liability can arise when institutions fail to support staff in meeting evolving professional expectations.

Assessment of whether a healthcare provider has met the applicable standard of care requires consideration of the specific circumstances under which care was provided. Courts and regulatory bodies do not apply a single universal standard regardless of context. Instead, they consider what a reasonable practitioner with similar training and experience would have done in the same or similar circumstances, taking into account the resources available, the information accessible at the time, the urgency of the situation, and the setting in which care was delivered. A nurse working in a well-equipped urban emergency department faces different expectations than a nurse providing care in a remote correctional facility with limited diagnostic equipment and no on-site physician. This contextual approach to standard of care does not excuse inadequate care in resource-limited settings, but it does recognize that reasonable practice must be assessed against realistic comparators rather than idealized conditions.

The role of clinical practice guidelines in establishing and assessing standard of care has grown considerably in recent decades. Professional associations, specialty organizations, and governmental health agencies publish guidelines that synthesize available evidence and expert consensus regarding appropriate approaches to specific clinical situations. Guidelines addressing pain management in acute care, infection control in long-term care facilities, mental health assessment in correctional settings, and countless other topics provide frameworks that influence professional expectations. However, the relationship between guidelines and standard of care is not straightforward. Guidelines represent general recommendations that may not account for individual patient circumstances, institutional constraints, or emerging evidence that post-dates their publication. Rigid adherence to guidelines without clinical judgment can itself constitute substandard care if guidelines are applied inappropriately to a specific patient's situation. Conversely, departure from established guidelines without sound clinical rationale can expose practitioners to liability if outcomes prove unfavorable. The sophisticated practitioner understands guidelines as important reference points that inform rather than dictate clinical decision-making.

Documentation practices play a crucial role in how standard of care is assessed after the fact. When allegations of substandard care arise, the clinical record often serves as the primary evidence of what was done, when it was done, and why particular decisions were made. The legal principle that what was not documented was not done can be particularly consequential in healthcare liability cases, even though this principle somewhat overstates the evidentiary weight given to documentation. Thorough, contemporaneous documentation that reflects clinical reasoning, patient response, and any complications or concerns provides the best evidence that care met professional standards. Documentation that is sparse, illegible, inconsistent with other records, or clearly completed after the fact undermines a provider's ability to demonstrate that appropriate care was delivered. In controlled care environments where patients may be incarcerated, detained, or unable to advocate effectively for themselves, comprehensive documentation takes on even greater importance as it may be the only reliable record of the care provided and the clinical rationale underlying treatment decisions.

The process by which standard of care is formally assessed in legal proceedings typically involves expert evidence. When a case proceeds to litigation or a regulatory hearing, experts with relevant training and experience review the care provided and offer opinions regarding whether it met the applicable standard. These experts are not there to judge with the benefit of hindsight whether better outcomes might have been achieved through different choices. Rather, they assess whether the decisions made and actions taken were within the range of what a competent practitioner would have done in the circumstances. The expert's role is to help adjudicators understand what reasonable practice looks like in contexts that may be unfamiliar to them, translating professional expectations into terms that permit legal assessment. Disagreement among experts regarding standard of care is common in complex cases, and the presence of expert support for a practitioner's approach can be crucial in defending against allegations of substandard care.

Consider the situation that arose in a medium-security provincial correctional facility in Edmonton during late autumn of 2024. A forty-seven-year-old male inmate, referred to here as Mr. Belanger, had been incarcerated for approximately fourteen months on charges related to property offenses. His medical history included Type 2 diabetes, hypertension, and chronic lower back pain following a workplace injury that predated his incarceration. Mr. Belanger had been receiving medication through the facility's healthcare unit, including metformin for diabetes management, an ACE inhibitor for blood pressure control, and acetaminophen for pain management. His requests for stronger pain medication had been declined due to concerns about substance misuse history and the general institutional policy limiting opioid prescriptions to situations involving acute injury, post-surgical recovery, or end-of-life care.

On November 8, 2024, Mr. Belanger submitted a healthcare request form at approximately 9:15 a.m. complaining of increased back pain radiating into his left leg, numbness in his toes, and difficulty walking. The request was triaged by a licensed practical nurse who classified it as routine based on the chronic nature of his back complaints and the absence of reported emergency symptoms. Mr. Belanger was scheduled for a nursing assessment the following afternoon. That evening, around 8:45 p.m., Mr. Belanger reported to a correctional officer that his leg felt weak and that he had experienced a brief loss of bladder control earlier in the day. The correctional officer documented this report in the daily log and informed the officer-in-charge, who noted that Mr. Belanger already had a healthcare appointment scheduled and determined that the matter could wait until morning unless his condition worsened. No healthcare staff were contacted that evening.

By the time Mr. Belanger was seen by the nurse practitioner on November 10, 2024, at approximately 2:30 p.m., he demonstrated significant left leg weakness, absent ankle reflexes, and reported ongoing urinary incontinence. The nurse practitioner immediately recognized these as potential signs of cauda equina syndrome, a neurological emergency requiring urgent surgical intervention, and arranged emergency transfer to the Royal Alexandra Hospital. Imaging confirmed severe compression of the cauda equina. Despite emergency decompression surgery performed that evening, Mr. Belanger experienced permanent neurological deficits including partial paralysis and permanent bladder dysfunction. He was subsequently transferred to a rehabilitation facility and eventually to a specialized housing unit equipped to accommodate his mobility limitations.

The circumstances surrounding Mr. Belanger's care raised serious questions about standard of care at multiple points in the timeline. The initial triage decision, made based on written information without direct assessment, classified a presentation with neurological warning signs as routine when prompt evaluation was warranted. The decision by correctional staff not to contact healthcare providers after Mr. Belanger reported new symptoms of leg weakness and bladder incontinence reflected a gap in understanding regarding what symptoms require immediate healthcare notification. The approximately fifty-three hour delay between Mr. Belanger's initial complaint and his transfer to hospital likely contributed to the severity of his permanent neurological damage, as cauda equina syndrome outcomes are highly time-sensitive.

The implications of this scenario extend well beyond the individual providers involved. The licensed practical nurse who performed the initial triage faced scrutiny regarding whether the written information provided by Mr. Belanger was sufficient to trigger the assessment or whether her decision to classify his complaints as routine fell below the standard expected of a competent LPN in a correctional healthcare setting. The nurse practitioner's care was not at issue; she recognized the emergency and acted appropriately. However, questions arose regarding whether systemic factors contributed to the delay, including the triage protocols in use, the availability of healthcare staff for after-hours consultations, and the training provided to correctional officers regarding healthcare emergencies. The correctional officers involved faced questions about whether they should have escalated Mr. Belanger's evening complaints more urgently, raising issues about the adequacy of their training regarding recognition of medical emergencies.

This scenario reveals several critical aspects of how standard of care functions in controlled care environments. First, standard of care obligations attach to each professional involved in care, meaning that multiple individuals and the institution itself can face liability arising from the same incident. The nurse, the correctional officers, and the institution all had obligations that were potentially breached at different points. Second, the standard of care expected of a professional must be understood in relation to their specific role and training. The licensed practical nurse was not expected to diagnose cauda equina syndrome, but she was expected to recognize that a presentation involving new neurological symptoms warranted prompt assessment rather than routine scheduling. The correctional officers were not expected to make clinical judgments, but they were expected to recognize and report symptoms that might indicate a medical emergency, particularly when an inmate specifically reported loss of bladder control and leg weakness. Third, institutional policies and practices significantly influence whether individuals can meet their professional obligations, and institutions bear responsibility for creating systems that support rather than impede appropriate care.

Application of these principles requires healthcare professionals and their supervisors to engage in ongoing critical reflection about their practice and the systems within which they work. Triage protocols should be regularly reviewed to ensure they appropriately capture presentations requiring urgent assessment, with particular attention to symptoms that may indicate serious underlying conditions requiring time-sensitive intervention. Staff training should emphasize red flag symptoms that warrant immediate healthcare notification, and this training must extend to non-clinical staff who interact with patients and may be the first to observe concerning changes in condition. Clear communication pathways between clinical and non-clinical staff must be established and reinforced, ensuring that security personnel know how to reach healthcare providers and understand when immediate contact is necessary.

Documentation practices require particular attention in light of how standard of care is assessed. When triaging healthcare requests, staff should document not only the classification assigned but the reasoning underlying that classification. If a request is classified as routine, the documentation should reflect consideration of the symptoms reported and explanation of why urgent assessment was not deemed necessary. When patients report symptoms to non-clinical staff, those staff should document exactly what was reported, when it was reported, and what action was taken in response. This documentation serves multiple purposes: it creates a record that can inform subsequent clinical assessment, it demonstrates that concerns were taken seriously, and it provides evidence of the decision-making process if care is later questioned.

Professionals working in controlled care environments should regularly ask themselves whether the care they are providing would satisfy a reasonable peer reviewing their practice. They should consider whether their documentation would allow another professional to understand what occurred and why particular decisions were made. They should evaluate whether institutional policies support or impede their ability to meet professional standards, and they should raise concerns through appropriate channels when policies create barriers to appropriate care. Supervisors and administrators have heightened obligations to ensure that systems, policies, training, and resources support front-line staff in meeting their professional obligations. When incidents occur that suggest potential gaps in care, thorough review processes should examine not only individual performance but systemic factors that may have contributed to substandard outcomes.

The assessment of standard of care ultimately rests on the question of reasonableness: did the professional act as a reasonable practitioner would have acted in the circumstances? This question requires consideration of what information was available to the practitioner at the time, what options were reasonably available, what a competent peer would have done with that information and those options, and whether the practitioner's conduct fell within the range of acceptable practice. Meeting the standard of care does not guarantee favorable outcomes; patients experience adverse events even when care is exemplary. Conversely, favorable outcomes do not establish that care was adequate; patients sometimes recover despite substandard treatment. The focus remains on whether the process of care met professional expectations, not on whether results were optimal.

Understanding standard of care empowers professionals to practice with confidence while maintaining appropriate vigilance regarding their obligations. It provides a framework for reflecting on practice, identifying areas for improvement, and recognizing when additional resources or training may be needed. For those working in controlled care environments where patients may be particularly vulnerable and where institutional constraints can complicate care delivery, this understanding is especially valuable. By internalizing the principles underlying standard of care and continuously applying them to their practice, healthcare professionals can better serve their patients, protect themselves from liability, and contribute to organizational cultures that prioritize appropriate care even in challenging circumstances.

The consequences of failing to meet standard of care extend beyond individual liability to encompass professional regulatory action, employment consequences, and organizational liability. A finding that a professional breached the applicable standard can result in discipline ranging from education requirements through suspension to revocation of licensure. Employers may face civil liability for the negligent acts of their employees, as well as direct liability for systemic failures that contributed to substandard care. In publicly funded healthcare systems, taxpayers ultimately bear the cost of settlements and judgments arising from substandard care, making this a matter of public interest as well as individual concern. Professionals who understand these stakes are better positioned to advocate for the resources, training, and systemic improvements necessary to ensure that standard of care can consistently be met across all controlled care settings in Canada.

Continue with University access

This lesson is part of a $249 course. Purchase the course or sign in with an active membership to keep reading.

See purchase options