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September 12, 2026

Academic Workplace Investigations Need a Wall Between Investigator and Decision-Maker

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Someone files a complaint about a faculty member, or a staff grievance lands on a dean's desk, or a harassment allegation surfaces in a department that has been quietly dysfunctional for years, and the institution scrambles to investigate. The single procedural mistake that derails more academic workplace investigations than any other is this: letting the person who investigates the complaint also be the person who decides what to do about it. That conflation of roles looks efficient on paper and feels disastrous when it unravels in front of an arbitrator, a tribunal, or a court.

Universities and colleges occupy a strange space in Canadian employment law because they are simultaneously bureaucracies, quasi-political bodies, and workplaces governed by collective agreements thick enough to stop a door. When a complaint arises, whether it falls under a harassment policy, a code of conduct, or a broader human rights framework, the institution has obligations of procedural fairness that go well beyond what a private employer might owe. One of those obligations is the separation of functions, which means the person gathering evidence and interviewing witnesses must not be the same person who weighs that evidence and imposes consequences. The investigator finds facts. The decision-maker decides. When those two roles collapse into one person, the respondent has a compelling argument that the process was unfair from the start, because the person judging them already formed a view while building the case against them.

The fairness standards get even murkier when you consider that some academic institutions exercise what might be characterized as quasi-governmental functions, granting degrees under statutory authority, running disciplinary tribunals, or making decisions that can trigger judicial review rather than just labour arbitration. Whether a particular university decision counts as administrative action subject to those heightened standards is a question only a qualified lawyer can answer with all the facts in front of them, but the possibility alone illustrates how something that looks like a straightforward workplace complaint can quietly pull any institution into administrative law territory where the rules tighten and the consequences of procedural missteps multiply. Charter values can start influencing fairness assessments even when the Charter doesn't directly apply, and decisions get quashed for the kind of structural bias that combining investigator and decision-maker creates. This isn't just labour law anymore, it's the intersection of employment standards, collective agreements, human rights codes, and administrative law doctrine, and very few HR offices are staffed to navigate that convergence without outside help.

This isn't a technicality that only matters to lawyers. It shapes how witnesses answer questions, how documents get read, and whether the final report can actually withstand scrutiny. An investigator who knows they will also render the verdict has a subtle but real incentive to gather facts that support the conclusion they are already leaning toward. A decision-maker who conducted the investigation has already heard every denial and excuse and may have mentally discounted them before the respondent even gets a formal chance to respond. The appearance of bias matters as much as actual bias, and combining roles creates an appearance problem that is almost impossible to fix after the fact.

Academic institutions often resist separating roles because it costs money and takes longer. An external investigator plus an internal decision-making panel means two processes instead of one, more coordination, more paperwork, and more time before a resolution. But the cost of getting it wrong is higher. Arbitrators routinely set aside discipline imposed after a flawed investigation, and human rights tribunals have little patience for processes that looked fair on the surface but concentrated too much authority in a single set of hands. A grievance that might have been settled quietly becomes a reinstatement order with back pay and damages, and the institution ends up running the investigation again anyway.

The principle extends beyond formal harassment or discrimination complaints. Tenure disputes, research misconduct allegations, and even performance management processes can trigger the same fairness concerns when the person asking questions is also the person holding the pen on the final decision. The bigger the stakes for the respondent, the more separation the process requires.

Knowing where these procedural tripwires sit, and recognizing when a workplace matter might be brushing up against administrative law principles that change the entire calculus, is exactly the sort of thing a small institution or a department head suddenly handed a complaint rarely has time to learn on the fly. Binder exists for that gap, a way to stay oriented in unfamiliar legal territory without staffing up a compliance office or calling a lawyer for every question. If you've seen one of these investigations go sideways, or you're bracing for one that hasn't started yet, share your thoughts in the comments below.

If you employ people and a situation like this has ever crossed your mind about your own workplace, you're not overthinking it. Binder's where a business owner keeps track of a situation like this from the moment it starts, so if it ever turns into a claim, everything you need is already in one place and easy to find. It's built for someone running things day to day, not a legal department, so you don't need a background in any of this to use it well.

See how Binder works

If you'd rather keep learning before anything like this happens, Binder University has a set of $79 courses covering situations like this one, across insurance, employment, governance, and more, though it's a specific part of the catalogue, not everything we offer.

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Comments & questions

1 answered

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Kevin RamsaySeptember 12, 2026

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David Chen-RoySeptember 12, 2026

The article oversimplifies how investigations actually work at Canadian universities. Faculty associations already provide oversight in most cases.

Margaret ThiessenSeptember 12, 2026

This reads like a solution looking for a problem. Most small colleges in Canada simply don't have the resources to separate these roles.

Sandra OkonkwoSeptember 12, 2026

Easy to write about best practices when you're not the one trying to resolve complaints with a two-person HR office and zero budget.

Priya NambiarSeptember 12, 2026Question

Has the author ever actually worked in a university HR department? The real issue is chronic underfunding, not procedural walls.

Binder University

You're absolutely right that resource constraints are real and often shape how these processes actually unfold. The piece isn't arguing that procedural fairness exists in a vacuum or that institutions have unlimited capacity to hire external investigators every time a complaint lands.

Answered
Luc BergeronSeptember 12, 2026

Another think piece that ignores how collective agreements in Ontario and Québec already address these concerns.

Reviewed before it appears.